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Pattern day trader
Results: 19

#	Item
11	Investor BulletIn understanding Margin Accounts The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-08-20 14:53:38 Business Stock market Margin Pattern day trader Short Futures contract Brokerage firm Stock Broker-dealer Financial economics Finance Financial markets
12	National Exam Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-29 15:01:04 Finance Stock market Financial services Fixed income market Broker-dealer Pattern day trader Securities Exchange Act Direct market access Day trading Financial economics Financial markets Investment
13	June 22, 2010 Via Electronic Filing Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-22 13:36:03 Business U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Futures contract Margin Financial adviser Pattern day trader Day trading Financial economics Finance Financial markets
14	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-22 17:22:09 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Stock broker Self-regulatory organization New York Stock Exchange Pattern day trader United States securities law Financial economics Business
15	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 19, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-22 15:10:50 Securities Exchange Act Business Financial system U.S. Securities and Exchange Commission Self-regulatory organization Pattern day trader Registered Investment Advisor United States securities law Financial regulation Financial Industry Regulatory Authority
16	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]December 5, 2006 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effect Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-06 15:21:07 Economy of the United States Investment 73rd United States Congress Securities Exchange Act NASDAQ Financial Industry Regulatory Authority Pattern day trader Uptick rule United States securities law United States Securities and Exchange Commission Financial economics
17	Margin Rules for Day Trading The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors regarding the margin rules that apply to day trading in a Regulation T margin account and to respond to a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-10 11:38:36 Stock market Financial markets Pattern day trader Margin Portfolio margin Day trading Futures contract Broker-dealer Short Financial economics Finance Investment
18	Information Memo New York Add to Reading List Source URL: www.nyse.com Language: English - Date: 2010-11-29 18:21:35 Finance Financial markets Pattern day trader Day trading Margin Futures contract Short Day trader Stock Stock market Financial economics Investment
19	NASD Notice to Members[removed]INFORMATIONAL Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 22:24:16 Business Investment Financial markets United States securities law Pattern day trader Margin Day trading Futures contract Short Stock market Finance Financial economics

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